SEC-Compliant AI Financial Bots for Personalized Wealth Management
SEC-Compliant AI Financial Bots for Personalized Wealth Management Gone are the days when wealth management required mahogany desks and quarterly meetings. Now, your AI-powered financial assistant lives in your pocket—and it might even give better advice than a human. But here’s the kicker: Is your AI financial advisor actually SEC-compliant? I was recently chatting with a financial advisor friend who said, “If your money bot isn’t scared of the SEC, you should be.” That stuck with me—and it’s what inspired this deep dive into the complex, often-overlooked world of legally compliant AI financial bots. In this post, we’ll walk through what the SEC really expects, how to build bots that follow the rules, and what happens when you cut corners. 📌 Table of Contents What Are AI Financial Bots and Why the SEC Cares SEC Rules That Govern Automated Financial Advice Key Features of a SEC-Compliant Wealth Bot Case Study: Wealthfront and Betterment How to Build...